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Chapter 5: Assessment and Diagnosis
Objectives
To provide students with an overview of issues and information related to the
assessment and diagnosis of
substance abuse problems.
To provide a format for completing a diagnostic interview with substance abusers
and/or their significant
others.
To inform students of the current diagnostic criteria used in by the American
Psychiatric Association in the
DSM-IV-TR.
To define behavioral characteristics associated with substance abuse.
To describe common characteristics and behavioral patterns seen in families of
substance abusers.
To acquaint the student with major assessment and diagnostic instruments and to
provide an introduction to
the use of these instruments in a clinical setting.
To review challenges in differential and dual diagnosis.
Key Terms and Definitions
Chronic Phase: Final phase of addiction characterized by loss of behavioral control
and physical manifestations that
accompany chronic drug use, such as continuous use for longer periods, indefinable
fears, impaired judgment and
irrational thinking, physiological problems, and obsessive use.
Crucial Phase: Middle phase of chemical addiction with more pronounced behavioral
changes associated with
addiction, such as loss of control, denial and minimization, confrontation by
others, guilt and remorse, periodic
abstinence, and more frequent use.
Denial: Cognitive process that minimizes the impact of substance abuse and distorts
the reality of the impact of
addiction on both the user and significant others.
Diagnostic Interview: A structured interview format that assists in evaluating the
level of severity of substance use
and formulating an accurate diagnosis.
Differential Diagnosis: The process of determining whether symptoms exhibited by a
client are evidence of a
psychological/behavioral disorder or substance abuse or dependence.
Dual Diagnosis: The co-occurrence of both a psychological disorder and a substance
abuse disorder.
Prodromal Phase: First phase of chemical addiction in which casual or social use of
a substance begins to change
and the first signs of dependence are seen, such as tolerance, blackout,
preoccupation with use, sneaking or hurried
ingestion, or avoiding reference to use.
Substance: According to DSM-IV-TR, a drug of abuse, a medication, or a toxin that
is used in a manner incongruent
with medical treatment.
Substance Abuse: The DSM-IV-TR category that describes a maladaptive pattern of
substance use that is lesssevere than Substance Dependence.
Substance Dependence: The DSM-IV-TR category that describes a maladaptive pattern
of substance use leading to
clinically significant impairment or distress.
27Key Websites
Diagnostic and Statistical Manual (DSM-IV-TR), http://www.PsychiatryOnline.com
National Institute on Alcohol Abuse and Alcoholism, http://www.niaaa.nih.gov
National Institute on Drug Abuse, http://www.nida.nih.gov
Substance Abuse & Mental Health Services Administration, http://www.samhsa.gov
Activities
1.
Have students engage in ―mock interviews with each other using the CAGE ‖
Questionnaire. Discuss how
they obtained information following any ―yes responses. ‖
2.
Have students complete the Substance Abuse History Questionnaire and discuss in
small groups their
reactions when answering the questions.
3.
Have students watch a movie in which substance abuse is depicted and write a brief
report or discuss in class
the reactions that family members or significant others demonstrated in response to
the substance user.
4.
Provide case examples and have students meet in small groups to determine what
assessment instruments they
would use to evaluate substance abuser problems.
5.
Have students engage in role-playing a client who is in denial of a substance abuse
problem. Discuss in class
their reactions to interviewing a client who is resistant.
6.
Have students give examples of quotations that could be associated with each of the
four stages of the family
system of the addict.
7.
Have students list mental health diagnoses that mimic some symptoms of substance
abuse and dependence.
Then have them discuss how to differentiate between these psychiatric disorders and
substance abuse related
problems.
Essay Questions/ Discussion Starters
1.
Describe and discuss some of the factors that complicate the process of the
assessment and diagnosis of
substance abuse.
Answers could include:
Assessment and diagnosis is complicated by denial and minimization on the part of
both the substance
user and family members.
There is no medical or psychological/behavioral measure or test that provides
complete assurance that
a substance abuse disorder is or is not occurring.
Symptoms of substance abuse may also be similar to other behavioral, psychological
and medical
disorders.
Lack of trained medical and mental health professionals who are familiar with the
symptom patterns
associated with substance abuse and dependence
2.
Name and describe the characteristics of two of the four stages in the dynamics of
an addict’s family.
Answers could include:
28The stages in the family are:
Denial: The family denies there is a substance use problem; they hide evidence;
excuses are made; the
family becomes more isolated.
Home Treatment: Family members try to get the addict to stop using; they hide drugs
or alcohol; roles
in the family change; members ignore their own problems or symptoms; they focus on
controlling the
substance abuser.
Chaos: Others outside the family become aware of the problem; conflicts escalate;
family members
experience increasing problems; possibility of abuse or domestic violence; threats
of divorce or
separation; withdrawal of family support.
Control: Family members attempt to take complete control of the substance abuser;
the abuser becomes
marginalized in the family; divorce or separation; cycle of failed attempts to
control.
3.
Describe one of the tests used to assist in the diagnosis of an alcohol or
substance abuse problem. What is the
clinical rationale for its use? With what type of client would you administer this
test?
Answers may include:
Michigan Alcoholism Screening Test (MAST) or Short Michigan Alcoholism Screening
Test (SMAST):
useful with a variety of adult and adolescent populations, easy to administer and
score, wellstandardized, can be given orally or as questionnaire, useful as a
screening tool to determine if further
evaluation is necessary. Used with both adolescent and adult, males and females.
The Drug Abuse Screening Test (DAST-20): self-report inventory designed to measure
drug use other
than alcohol, helps differentiate between categories of drug use, correlates with
other drug use
screening tools and with DSM-IV-TR criteria. Used with both adults and adolescents,
males and
females.
The CAGE Questionnaire: useful with both substance user and family, easy to
administer, can
administer verbally as part of interview, well-standardized with a variety of
populations, can be adapted
to either alcohol or other drugs, used a screening tool to determine need for
further assessment. Used
with both adult and adolescent, alcohol and drug users, males and females.
The Substance Abuse Subtle Screening Inventory-3 (SASSI-3): identifies abuse
patterns that are hidden
by more subtle forms of denial, covers a broad spectrum of substance use, is “non-
threatening”, is
resistant to “faking”, used for both alcohol and other drugs, available for both
adults and adolescents.Used with adults and adolescents, drug and/or alcohol users, males and females.
The Alcohol Use Inventory (AUI): a self-report questionnaire that correlates with
DSM-IV-TR
diagnoses, provides information on a number of different aspects of problems
related to alcohol abuse,
easy to administer. Used with adult, male and female, alcohol users.
The Addiction Severity Index (ASI): assists in treatment planning, easy to
administer, helps determine
the severity of drug/alcohol use, structured interview format, can be adapted to
client’s level of
education, useful training tool for counselors. Used with adult, drug and alcohol
users, males and
females.
Adolescent Diagnostic Interview (ADI): helps to identify and plan for treatment
with adolescents, easy
to administer, administered as part of screening or diagnostic interview, provides
a comprehensive
review of symptoms. Used with adolescents, drug and alcohol users, males and
females.
Millon Clinical Multiaxial Inventory (MCMI-III) and Minnesota Multiphasic
Personality Inventory
(MMPI-2): used in general psychological assessment, help identify clients who may
be trying to “look
good” or minimize problems, can identify problems or personality functioning that
is often associated
with substance abuse. Used with adults, males or females.
29Multiple Choice Questions
1.
The most important part of the assessment procedure for identifying substance abuse
is:
(a) The diagnostic interview
(b) The administration of the MAST
(c) An interview with the client’s physician
(d) A referral for psychological testing
2.
The two primary diagnostic categories related to substance abuse in the DSM-IV-TR
are:
(a) Intoxication and withdrawal
(b) Dependence and addiction
(c) Abuse and dependence
(d) Acute and chronic
3.
Beginning therapists need to be aware of problems that can interfere with diagnosis
such as:
(a) Development of biases about substance abusing clients
(b) Therapists not recognizing comorbid conditions
(c) A client’s attitude and sense of shame may create a barrier
(d) A and C
4.
The primary difference in symptoms between the categories of abuse and dependence
is:
(a) The level of alcohol or drugs in the blood
(b) Severe medical complications due the substance abuse
(c) Blackouts
(d) Increased tolerance and/or withdrawal symptoms
5.
In the area of substance abuse, the term ―tolerance means: ‖
(a) The user likes the effect of the drug more over time
(b) The user’s family and friends become less confrontational as the user becomes
more adamant in his
denial of any problem
(c) There is a need over time to use more of the substance or to use more
frequently to attain the desired
effect
(d) The user system becomes more efficient in metabolizing the substance so less is
needed for the desired
effect
6.
The most powerful factor in complicating the clinician’s ability to make an
accurate diagnosis of a substance
abuse problem with a client is:
(a) Acute intoxication
(b) Denial
(c) Neurological damage(d) Shame
7.
The most researched diagnostic instrument for alcoholism is the self-administered
__________.
(a) Michigan Alcoholism Screening Test (MAST)
(b) Drug Abuse Screening Test (DAST-20)
(c) Addiction Severity Index (ADI)
(d) Millon Clinical Multiaxial Inventory (MCMI-III)
8.
Behavioral symptoms included in the Chronic Phase of substance abuse include all of
the following EXCEPT:
(a) Impaired judgment and irrational thinking
(b) Continuous use of the substance for longer periods
(c) Obsessive use of the substance until recovery or death
(d) The onset of blackouts
309.
In general, a drug or alcohol problem requires treatment if it interferes in the
six major areas of functioning,
including: job or school, family relationships, legal problems, financial problems,
medical problems, and
__________ relationships.
(a) Coworker
(b) Romantic
(c) Social
(d) Professional
10.
Which of the following is one of the questions asked of a client as part of the
administration of the CAGE
Questionnaire?
(a) What is your primary drug of choice?
(b) Do you drink or use significantly more now than you did two months ago?
(c) Do you ever take a morning eye-opener?
(d) Have you lost a job in the past year?
11.
The majority of substance abusers also suffer from the personality disorder of:
(a) Antisocial personality
(b) Narcissistic personality
(c) Dependent personality
(d) None; there is no significant correlation between substance abuse and
personality disorders
12.
In regard to dual diagnosis, there is often a relationship between:
(a) Alcoholism and depression
(b) Cocaine abuse and paranoid personality
(c) Poly-substance abuse and anxiety
(d) Amphetamine use and post-traumatic stress disorder
13.
The most pragmatic definition of substance abuse is:
(a) An addict is anyone who uses more than I do
(b) Addiction exists when drugs or alcohol cause impairment of health and social
functioning
(c) A substance abuser is anyone who experiences a blackout
(d) An addict is someone who must use their substance of choice every day
14.
The first, second and third phases of addiction are labeled as:
(a) Prodromal, crucial, and chronic
(b) Early, middle, and crucial
(c) Primary, dependency, and addiction
(d) Primary, dependency, and chronic
15.
Generally, a/an __________ approach is helpful in clarifying the difference betweenpsychiatric and substance
abusing symptoms.
(a) Integrative
(b) Cognitive
(c) Medical Model
(d) Longitudinal
16.
Early in the assessment process, a standard practice for clinicians working with
substance abusers is to refer
the client for:
(a) A physical
(b) Group counseling
(c) Family therapy
(d) A psychological evaluation
3117.
When concerned about substance, questions family members might ask include:
(a) Does the user’s personality change while using?
(b) Has anyone been concerned or embarrassed about the use?
(c) Have you or others been uncomfortable about your safety in circumstances such
as riding in a car when
the user has been driving after having a drink?
(d) All of the above
18.
What can be compared with the responses given by the client in order to assess the
degree of minimization or
denial that may be present?
(a) Previous behaviors
(b) Information gathered from the client on an earlier survey
(c) Information gathered from others
(d) None of the above. It is not possible to assess the degree of minimization or
denial that may be present.
19.
As the user continues to become more heavily involved in abuse or dependence on a
drug, the primary
relationship in life eventually becomes the relationship with _______________.
(a) The supplier
(b) The substance
(c) Another user
(d) All of the above
20.
The act of determining the nature and causes of a client’s problem is known as
_______________.
(a) Assessment
(b) Diagnosis
(c) Treatment
(d) Analysis
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